-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Kyuv14/R4Ask3kBPJBmspNJd/wdf2l8zlMkx8IOKFI6otLZ1hALgl0DtWd27tUf2 wpsfmVmOZd0I1q8dhza5UQ== 0000912480-94-000004.txt : 19940215 0000912480-94-000004.hdr.sgml : 19940215 ACCESSION NUMBER: 0000912480-94-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 GROUP MEMBERS: DST SYSTEMS, INC. GROUP MEMBERS: IFTC HOLDINGS, INC. GROUP MEMBERS: INVESTORS FIDUCIARY TRUST CO/MO GROUP MEMBERS: KEMPER FINANCIAL SERVICES, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED MISSOURI BANCSHARES INC CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: 6021 IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-17018 FILM NUMBER: 94506719 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: ZIP: ----- FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVESTORS FIDUCIARY TRUST CO/MO CENTRAL INDEX KEY: 0000909831 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 127 WEST 10TH ST STREET 2: 14TH FLOOR-SOUTH CITY: KANSAS CITY STATE: MO ZIP: 64105 SC 13G/A 1 FORM 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* UNITED MISSOURI BANCSHARES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 911022-10-1 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 10 Pages CUSIP NO. 911022-10-1 13G Page 2 of 10 Pages 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above person DST SYSTEMS, INC. No. ________________ 2. Check the Appropriate box if a member of a group* (a) x (b) 3. SEC Use Only 4. Citizenship or Place of Organization Missouri Number of Shares Beneficially owned by Each Reporting Person With 5. Sole Voting Power - 0 6. Shared Voting Power - 885,115 7. Sole Dispositive Power - 0 8. Shared Dispositive Power - 885,115 9. Aggregate Amount Beneficially Owned by Each Reporting Person 885,115 10. Check Box if the Aggregate Amount in Row (9) excludes Certain Shares 11. Percent of Class Represented by Amount in Row 9 - 5.02% 12. Type of Reporting Person - CO CUSIP NO. 911022-10-1 13G Page 3 of 10 Pages 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above person KEMPER FINANCIAL SERVICES, INC. No. ________________ 2. Check the Appropriate box if a member of a group* (a) x (b) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially owned by Each Reporting Person With 5. Sole Voting Power - 0 6. Shared Voting Power - 885,115 7. Sole Dispositive Power - 0 8. Shared Dispositive Power - 885,115 9. Aggregate Amount Beneficially Owned by Each Reporting Person 885,115 10. Check Box if the Aggregate Amount in Row (9) excludes Certain Shares 11. Percent of Class Represented by Amount in Row 9 - 5.02% 12. Type of Reporting Person - CO CUSIP NO. 911022-10-1 13G Page 4 of 10 Pages 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above person IFTC HOLDINGS, INC. No. ________________ 2. Check the Appropriate box if a member of a group* (a) x (b) 3. SEC Use Only 4. Citizenship or Place of Organization Missouri Number of Shares Beneficially owned by Each Reporting Person With 5. Sole Voting Power - 0 6. Shared Voting Power - 885,115 7. Sole Dispositive Power - 0 8. Shared Dispositive Power - 885,115 9. Aggregate Amount Beneficially Owned by Each Reporting Person 885,115 10. Check Box if the Aggregate Amount in Row (9) excludes Certain Shares 11. Percent of Class Represented by Amount in Row 9 - 5.02% 12. Type of Reporting Person - HC CUSIP NO. 911022-10-1 13G Page 5 of 10 Pages 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above person INVESTORS FIDUCIARY TRUST COMPANY No. ________________ 2. Check the Appropriate box if a member of a group* (a) x (b) 3. SEC Use Only 4. Citizenship or Place of Organization Missouri Number of Shares Beneficially owned by Each Reporting Person With 5. Sole Voting Power - 0 6. Shared Voting Power - 441,631 7. Sole Dispositive Power - 0 8. Shared Dispositive Power - 441,631 9. Aggregate Amount Beneficially Owned by Each Reporting Person 441,631 10. Check Box if the Aggregate Amount in Row (9) excludes Certain Shares 11. Percent of Class Represented by Amount in Row 9 - 2.50% 12. Type of Reporting Person - CO Page 6 of 10 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13G Under the Securities Exchange Act of 1934 Check the following box if a fee is being paid with this statement [ ] Item 1(a) Name of Issuer: United Missouri Bancshares, Inc. (the "Issuer"). Item 1(b) Address of Issuer's Principal Executive Offices: 1010 Grand Avenue, Kansas City, Missouri 64106.
Item 2(a) Name of Person Item 2(b) Address or Filing: Principal Office or, if none, Residence: IFTC Holdings, Inc. ("Holdings") 127 West 10th St., and Investors Fiduciary Trust 14th Floor, Company ("IFTC") Kansas City, Missouri 64105 DST Systems, Inc. ("DST") 1055 Broadway, 9th Floor Kansas City, Missouri 64105 Kemper Financial Services, 120 South LaSalle Inc. ("Kemper") Chicago, Illinois 60603
Item 2(c) Citizenship: IFTC is a Missouri state chartered trust company. DST and Holdings are both corporations organized under the laws of Missouri. Kemper is a corporation organized under the laws of Delaware. Item 2(d) Title of Class of Securities: Common Stock, par value $12.50 per share (the "Common Stock"). Item 2(e) CUSIP Number: 911022-10-1 Page 7 of 10 Pages Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b)**, check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d- 1(b)(1)(ii)(H) ** Rule 13d-1(c) provides that any person who (1) is the beneficial owner, directly or indirectly, of more than 5 percent of any equity security, and (2) who is not required to file a statement pursuant to section 13(d)(6)(A) or (B) shall, within 45 days after the end of the calendar year in which such person became obligated to report, be required to file Schedule 13G. Reporting Persons filed the initial statement on Schedule 13G pursuant to Rule 13d-1(c) and Section 13(d)(6)(B). For such reason, although this is an amendment, none of the foregoing boxes has been checked. Page 8 of 10 Pages Item 4. Ownership The following reflects ownership of the Common Stock of the Issuer by the parties indicated as of December 31, 1993:
Kemper DST Holdings IFTC (a) Amount Owned -0- -0- 443,484 441,631 of Record: (b) Amount Beneficially 885,115 885,115 885,115 441,631 Owned: (c) Percent of Class: 5.02% 5.02% 5.02% 2.50% (d) Number of Shares as to which such person has: (i) sole power to -0- -0- -0- -0- vote or to direct the vote: (ii) shared power to vote or to direct the vote: 885,115 885,115 885,115 441,631 (iii) sole power to dispose or to direct the dis- position of: -0- -0- -0- -0- (iv) shared power to dispose or to direct the dis- position of: 885,115 885,115 885,115 441,631
Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person No persons, other than the persons filing this Schedule 13G have an economic interest in the securities reported which would relate to more than five percent of the class of securities. Securities reported on this Schedule 13G as being beneficially owned by Holdings consist of securities beneficially owned through its wholly-owned subsidiary, IFTC. Securities reported as being bene- ficially owned by DST and Kemper consist of securities beneficially owned through their subsidiary, Holdings. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company IFTC is the wholly-owned subsidiary of Holdings, the parent holding company filing this Schedule 13G. Holdings is 50%-owned by Kemper Financial Services, Inc. and 50% owned by DST Systems, Inc., both of which have been identified in Items 2,4 and 6. Item 8. Identification and Classification of Members of the Group Item 8 is not applicable because the initial statement was filed pursuant to Rule 13d-1(c) (see discussion under Item 3). Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Page 9 of 10 Pages By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as February 11, 1994. INVESTORS FIDUCIARY TRUST COMPANY IFTC HOLDINGS, INC. By /s/Susan A. Escher Susan A. Escher Chief Investment Officer DST SYSTEMS, INC. By /s/ Kenneth V. Hager Vice President and Chief Financial Officer KEMPER FINANCIAL SERVICES, INC. By /s/ Robert Jackson Executive Vice President Page 10 of 10 Pages EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-9(f) under the Securities Exchange Act of 1934, the persons named below agree to the joint filing on behalf of each of them of the Schedule 13G to which this Exhibit is attached with respect to the Common Stock of United Missouri Bancshares, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filing. In evidence thereof the undersigned hereby execute this Agreement this 11th day of February, 1994. INVESTORS FIDUCIARY TRUST COMPANY IFTC HOLDINGS, INC. By /s/Susan A. Escher Susan A. Escher Chief Investment Officer Dated: February 11, 1994 DST SYSTEMS, INC. By /s/Kenneth V. Hager Vice President and Chief Financial Officer Dated: February 11, 1994 KEMPER FINANCIAL SERVICES, INC. By /s/Robert Jackson Executive Vice President Dated: February 11, 1994 -----END PRIVACY-ENHANCED MESSAGE-----